Accountability Measures for Shallow Water Grouper & Trigger Fish

NMFS proposes to implement management measures described in Amendment 38 to the Fishery Management Plan for the Reef Fish Resources of the Gulf of Mexico (FMP) prepared by the Gulf of Mexico (Gulf) Fishery Management Council (Council). If implemented, this rule would modify post-season accountability measures (AMs) that affect shallow-water grouper species (SWG), change the trigger for AMs, and revise the Gulf reef fish framework procedure. The intent of this proposed rule is to achieve optimum yield (OY) while ensuring the fishery resources are utilized efficiently.

Written comments must be received on or before November 19, 2012.

ADDRESSES: You may submit comments on the proposed rule identified by ``NOAA-NMFS-2012-0149'' by any of the following methods:

     Electronic submissions: Submit electronic comments via the Federal e-Rulemaking Portal: http://www.regulations.gov. Follow the ``Instructions'' for submitting comments.

     Mail: Steve Branstetter, Southeast Regional Office, NMFS, 263 13th Avenue South, St. Petersburg, FL 33701.

    Instructions: All comments received are a part of the public record and will generally be posted to http://www.regulations.gov without change. All Personal Identifying Information (for example, name, address, etc.) voluntarily submitted by the commenter may be publicly accessible. Do not submit Confidential Business Information or otherwise sensitive or protected information. NMFS will accept anonymous comments (enter N/A in the required field if you wish to remain anonymous).

    To submit comments through the Federal e-Rulemaking Portal: http://www.regulations.gov, enter ``NOAA-NMFS-2012-0149'' in the search field and click on ``search.'' After you locate the proposed rule, click the ``Submit a Comment'' link in that row. This will display the comment web form. You can then enter your submitter information (unless you prefer to remain anonymous), and type your comment on the web form. You can also attach additional files (up to 10 MB) in Microsoft Word, Excel, WordPerfect, or Adobe PDF file formats only.

    Comments received through means not specified in this rule will not be considered.

    For further assistance with submitting a comment, see the ``Commenting'' section at http://www.regulations.gov/#!faqs or the Help section at http://www.regulations.gov.

    Electronic copies of Amendment 38, which includes an environmental assessment, fishery impact statement, regulatory flexibility act analysis, and a regulatory impact review, may be obtained from the Southeast Regional Office Web Site at http://sero.nmfs.noaa.gov/sf/GrouperSnapperandReefFish.htm.

FOR FURTHER INFORMATION CONTACT: Steve Branstetter, Southeast Regional Office, NMFS, telephone: 727-824-5305; email: Steve.Branstetter@noaa.gov.

SUPPLEMENTARY INFORMATION: The reef fish fishery of the Gulf is managed 

under the FMP. The FMP was prepared by the Council and is implemented 

through regulations at 50 CFR part 622 under the authority of the 

Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-

Stevens Act).

Background

The Magnuson-Stevens Act requires NMFS and regional fishery 

management councils to prevent overfishing and achieve, on a continuing 

basis, the OY for federally managed fish stocks. The reauthorized 

Magnuson-Stevens Act, as amended through January 12, 2007, requires the 

councils to establish annual catch limits (ACLs) for each stock/stock 

complex and AMs to ensure these ACLs are not exceeded. The intent of 

this proposed rule is to modify post-season recreational AMs for SWG 

species (i.e., gag, red grouper, black grouper, scamp, yellowfin 

grouper, and yellowmouth grouper) and allow modifications to AMs for 

FMP species in the future under the FMP framework procedure to achieve 

OY while ensuring the fishery resources are utilized efficiently.

    Through Amendment 30B to the FMP (74 FR 17603, April 16, 2009), 

NMFS established AMs for gag and red grouper. These AMs included a 

provision that if the recreational sector ACL for gag or red grouper is 

exceeded in the current year, the recreational season for all SWG is 

shortened the following year to ensure that the gag or red grouper 

recreational sector ACL is not exceeded again the following year. 

Regulations implemented through Amendment 32 to the FMP (77 FR 6988, 

February 10, 2012) added more AMs, including in-season closures for gag 

and red grouper, and overage adjustments for gag and red grouper if 

they are overfished.

Management Measures Contained in This Proposed Rule

If implemented, this rule would modify post-season AMs for SWG 

species, change the trigger for AMs, and revise the Gulf reef fish 

framework procedure. This rule would modify the post-season AMs for gag 

and red grouper so that the shortening of the season following a season 

with an ACL overage applies only to the species with landings that 

exceeded the ACL the prior year. Modifying the AMs would improve the 

likelihood of achieving OY for red grouper and avoid unnecessary 

closures of all SWG species (i.e., gag, red grouper, black grouper, 

scamp, yellowfin grouper, and yellowmouth grouper).

    The current method for determining if post-season AMs have been 

triggered for red grouper or gag is to compute a 1 to 3-year moving 

average of recreational landings, and to compare that moving average of 

landings to the ACL. However, the use of a moving average has not been 

practicable due to the frequent changes that have occurred in the ACLs. 

In addition, the use of moving averages could potentially delay the 

implementation of AMs by unduly masking sizeable harvest overages and 

potentially slowing down the recovery of stocks under rebuilding. This 

rule would remove the 3-year moving average, allowing AMs to be based 

on a comparison of the ACL to the current year's landings. A simple 

comparison of the current year's landings to the ACL could provide 

greater protection to the gag and red grouper stocks, be easier for

fishermen to understand, and be less burdensome to administer.

    This rule proposes to revise the list of management measures 

contained in the regulations that may be established or modified by the 

framework procedure specified in the FMP to match those that are 

contained in the FMP. Amendment 38 would add a list of the AMs that may 

be revised through the Gulf reef fish framework process. Typically, the 

process for implementing framework actions take less than a year and 

the actions are effective until amended. Changes to AMs through the 

framework may result in faster implementation of measures beneficial to 

fish stocks and fishery participants. No changes to the regulatory text 

are required to implement the action to add AMs to the framework 

process because NMFS previously erroneously included AMs in Sec.  

622.48(d) in the rule implementing the Generic ACL Amendment (76 FR 

82044, December 29, 2011). Sale and purchase restrictions, and transfer 

at sea provisions were also previously erroneously included in the rule 

implementing the Generic ACL Amendment. Thus, NMFS proposes to remove 

these two items from the list in Sec.  622.48(d). NMFS also proposes 

removing total allowable catch (TAC) from Sec.  622.48(d). Total 

allowable catch has been included in the regulations since the 

adjustment of management measures was first codified in 1992 (57 FR 

11914, April 8, 1992). With the implementation of ACLs and ACTs, TAC is 

no longer used in the management of Gulf reef fish.

Additional Measure Contained in Amendment 38

Amendment 38 would also update language in the framework procedure 

related to Council advisory panels and committees. More general 

language in reference to Council committees and advisory panels would 

replace specific references that are no longer accurate.

Other Changes Not Contained in Amendment 38

In Sec.  622.49, paragraphs (a)(4)(ii)(C) and (a)(5)(ii)(C), NMFS 

proposes to clarify language regarding the management of an ACL 

overage. Currently, if gag or red grouper are overfished and the ACL is 

exceeded, NMFS deducts the overage from the ACL established for the 

following year and from the ACT, as determined in Sec.  622.49, 

paragraph (a)(4)(ii)(B) or (a)(5)(ii)(B). This means that the overage 

could be deducted from the ACT of the prior fishing year, if the ACT is 

maintained the following fishing year. Conversely, the overage could be 

deducted from the following year's ACT if the best scientific 

information available determines that maintaining the prior year's ACT 

is unnecessary. This process was not made express in the final rule for 

Amendment 32 to the FMP (77 FR 6988, February 10, 2012); however, this 

is consistent with not allowing the ACT to increase above the ACL after 

an overage occurs, maintains a larger buffer between the ACT and ACL 

when an overage occurs, and was the intent of Amendment 32. Thus, NMFS 

proposes to amend the regulations to expressly state that the ACT 

referred to in Sec.  622.49, paragraphs (a)(4)(ii)(C) and 

(a)(5)(ii)(C), is the ACT as determined in Sec.  622.49, paragraph 

(a)(4)(ii)(B) or (a)(5)(ii)(B).

    NMFS also proposes to delete the following sentence in the 

regulations at Sec.  622.49, paragraph (a)(4)(ii)(A) and move it to 

paragraph (a)(4)(ii)(B): ``In addition, the notification will reduce 

the length of the recreational gag fishing season the following fishing 

year by the amount necessary to ensure gag recreational landings do not 

exceed the recreational ACT in the following fishing year.'' This 

change will keep only in-season AMs in paragraph (a)(4)(ii)(A) and 

include the post-season AMs in paragraph (a)(4)(ii)(B).

    Additionally, NMFS identified an inadvertent inconsistency between 

the regulatory text in the proposed rule for Amendment 32 to the FMP 

(76 FR 67656, November 2, 2011) and the second proposed rule for 

Amendment 32 to the FMP (77 FR 1910, January 12, 2012). To correct this 

mistake, in Sec.  622.49, paragraph (a)(4)(ii)(B), NMFS revises the 

phrase ``If gag are not overfished'' to read ``Without regard to 

overfished status,'' and in paragraph (a)(5)(ii)(B), NMFS revises the 

phrase ``If red grouper are not overfished'' to read ``Without regard 

to overfished status.''

 

Classification

 

    Pursuant to section 304(b)(1)(A) of the Magnuson-Stevens Act, the 

AA has determined that this proposed rule is consistent with Amendment 

38, the Magnuson-Stevens Act and other applicable law, subject to 

further consideration after public comment.

    This proposed rule has been determined to be not significant for 

purposes of Executive Order 12866.

    The Chief Counsel for Regulation of the Department of Commerce 

certified to the Chief Counsel for Advocacy of the Small Business 

Administration that this proposed rule, if implemented, would not have 

a significant economic impact on a substantial number of small 

entities. The factual basis for this determination is as follows:

    The purpose of this proposed rule is to modify post-season 

recreational AMs for SWG and allow modifications to AMs for Gulf reef 

fish species in the future under the FMP framework procedure to achieve 

OY while ensuring the fishery resources are utilized efficiently. The 

Magnuson-Stevens Act provides the statutory basis for this proposed 

rule.

    This rule, if implemented, is expected to directly affect 1,376 

vessels that possess a reef fish for-hire permit. The for-hire fleet is 

comprised of charter vessels, which charge a fee on a vessel basis, and 

headboats, which charge a fee on an individual angler (head) basis. The 

average charter vessel is estimated to earn approximately $76,000 (2009 

dollars) in annual revenue, while the average headboat is estimated to 

earn approximately $230,000 (2009 dollars).

    No other small entities are expected to be directly affected by 

this proposed rule.

    The Small Business Administration has established size criteria for 

all major industry sectors in the U.S., including fish harvesters. A 

business involved in the for-hire fishing industry is classified as a 

small business if it is independently owned and operated, is not 

dominant in its field of operation (including its affiliates), and has 

combined annual receipts not in excess of $7.0 million (NAICS code 

713990, recreational industries). Based on the average revenue 

estimates provided above, all for-hire vessels expected to be directly 

affected by this proposed rule are determined for the purpose of this 

analysis to be small business entities.

    Neither of the two actions considered in Amendment 38 and included 

in this proposed rule are expected to result in any reduction in profit 

for any small entities. One action would modify the FMP framework 

procedure, while the other action would revise the post-season AMs for 

SWG species. The proposed modifications to the FMP framework procedure 

would expand the range of management actions that could be taken under 

framework procedures and improve the opportunity to access quality 

advice during the management process. Expanding the range of management 

actions that could be taken under framework procedures is expected to 

result in more responsive and efficient management change, when 

necessary.

    The current framework narrowly defines the groups that can provide 

recommendations to the Council on proposed framework actions. The 

proposed modification would broaden this definition, thereby 

potentially allowing more expert participation to

 

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inform the management process. As a result, this action is expected to 

result in better and timelier management decisions and increased 

economic benefits to small entities that harvest reef fish. However, 

modifying the FMP framework procedure is an administrative action that 

only indirectly affects small entities. Such entities would be directly 

affected through future management actions taken under the new 

framework procedures. Any affects would be analyzed in those rulemaking 

actions. As a result, because the effects on small entities of 

implementing this action are indirect, this component of the proposed 

rule is outside the scope of the Regulatory Flexibility Act (RFA).

    Accountability measures are intended to ensure harvest overages do 

not occur and to correct or mitigate for overages if they do occur. 

Post-season AMs are invoked only if a harvest overage occurs. Although 

implementing AMs is expected to result in direct economic effects on 

affected small entities, the establishment of AMs, or their 

modification, are administrative actions that are expected to have only 

indirect effects on any small entities. Direct affects of implementing 

AMs would be accounted for in any rulemaking actions applying the AMs. 

Because the proposed action would only modify the current AMs, no 

direct effects are expected to accrue to any small entities. As a 

result, this component of the proposed rule is also outside the scope 

of the RFA.

    However, because implementing post-season AMs is expected to 

restrict fishing operations and result in direct short-term reductions 

in revenue and profit, further discussion of the potential significance 

of these effects is provided. The proposed modification to the AMs is 

expected to result in less restrictive measures than the current AMs, 

by supporting more timely response to harvest overages and limiting any 

necessary corrective harvest restrictions to just gag or red grouper, 

rather than imposing restrictions on fishing for all species in the SWG 

complex. As a result, the proposed modification is expected to result 

in lower short-term adverse economic effects on small entities than the 

current AMs. More timely response to harvest overages is also expected 

to limit resource harm and reduce the scope of necessary corrective 

action, thereby reducing the magnitude of any short-term adverse 

economic effects and better preserving the long-term economic benefits 

to small entities. Limiting corrective action to the harvest of gag or 

red grouper allows the fleet to continue fishing for and harvesting 

other SWG species, along with the continued economic benefits 

associated with these activities. As a result, the proposed changes to 

the AMs are expected to increase economic benefits to small entities 

relative to the status quo.

    While NMFS expects the modifications to the AMs will benefit the 

affected entities, any change is expected to be minor relative to the 

affected vessels' overall fishing effort. Based on 2005-2009 

recreational data, an average of only approximately 2.5 percent of 

charter vessel anglers reported targeting any SWG species. Gag and red 

grouper are the dominant target species in the SWG complex, and account 

for approximately two percent and one percent of charter vessel 

individual angler trips, respectively (overlap prevents summing of 

these, and subsequent, percentages). Between 2005 and 2009, on trips 

where charter vessels targeted SWG species, they targeted gag grouper 

approximately 99 percent of the time, and red grouper 98 percent of the 

time. In other words, if both gag and red grouper are removed from the 

list of targeted SWG species, less than one tenth of one percent of 

charter vessel anglers reported targeting any of the remaining SWG 

species (i.e., Other SWG). Similar data are not available for headboat 

anglers because information on target intent is not collected for this 

sector. However, for the purpose of this analysis, target behavior in 

the charter vessel component of the recreational sector is used as a 

proxy for target behavior in the headboat component of the recreational 

sector. While some individual vessels may be more dependent on the 

subject species, these results indicate that, for the average small 

entity that may be affected by this proposed rule, any economic effects 

are marginal. Additionally, these results represent annual target 

rates. Because any AM implemented will only affect the fishing for a 

portion of the year, the likelihood that any economic effects would be 

significant is further reduced.

    In addition to the two actions considered in Amendment 38 and 

included in this proposed rule, this proposed rule would make three 

changes to the regulatory text in Sec.  622.49. These proposed changes 

are described in the preamble. These changes clarify language 

associated with prior regulatory action and better meet the intent of 

the Council's actions in Amendment 32 to the FMP. As a result, none of 

these proposed changes in the regulatory text would be expected to 

result in any reduction in profits to any small entities. Based on the 

discussion above, NMFS determines that this rule, if implemented, will 

not have a significant economic effect on a substantial number of small 

entities. As a result, an initial regulatory flexibility analysis is 

not required and none has been prepared.

    This proposed rule does not establish any new reporting, record-

keeping, or other compliance requirements.